Associate CS

SEBI listing Compliances - Quarterly and event based Filings to Stock Exchanges.

Tracked updates on SEBI and Stock Exchange circulars and it's implication in the company

Website Compliances under SEBI (LODR) Regulations.

Yearly and Event Based Declarations of Directors and Senior Management under the Companies Act, 2013 and

SEBI (LODR) Regulations.

SEBI (PIT) Regulations - Closure of Trading Window, PAN Freezing of the Designated Personnel, monitoring the

compliances through SDD tool.

Ensured smooth running of Compliance tool implemented by the Company and updation of status of compliances

related to Companies act and SEBI.

ROC Filings- *Forms relating to Appointment of Directors and Key Managerial Personnel, MSME, change of

Registered Office etc.

Annual Fillings- MGT-7, AOC-4, AOC-4 (XBRL), CSR - 2, CRA-2 etc.

Board Meetings- Drafting of Notice, Agenda Papers, Resolutions and Minutes and pre and post meeting Stock

Exchange fillings.

IEPF Compliances- Filling of the all the IEPF Forms, E- verification Report and dealing with the shareholders'

queries regarding the same.

Drafting- Resolutions, Newspaper Advertisements, Postal Ballot Notice, AGM/EGM notices etc.